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FCA consumer duty: early considerations for firms

United Kingdom - May 26 2021 The proposed Consumer Duty is designed to enhance existing conduct standards in retail markets, drive culture change and instil consumer trust. The…

Rosanna Bryant, David Pygott, Sophie Skelton

Operational resilience, outsourcing and third party risk management policies finalised: clarity for firms on the road ahead

United Kingdom - April 7 2021 UK regulators have finalised their operational resilience policies, giving firms a clear picture of implementation timeframes for achieving compliance…

Lorna Finlayson, Steven Francis, Fiona Ghosh, Priscilla Hetherton