Lorna Finlayson

Addleshaw Goddard LLP

Articles

Results 1 to 5 of 16


The FCA's consumer duty: The top 3 considerations for asset managers

United Kingdom - November 14 2022 The new Consumer Duty (CD) will affect all asset management businesses and not just firms with direct retail client relationships. The FCA's widely…

Christopher Walker

Operational resilience, outsourcing and third party risk management policies finalised: clarity for firms on the road ahead

United Kingdom - April 7 2021 UK regulators have finalised their operational resilience policies, giving firms a clear picture of implementation timeframes for achieving compliance…

Sara Evans, Steven Francis, Fiona Ghosh, Priscilla Hetherton

ESG - Taxonomy Regulation Adopted

European Union, United Kingdom - June 18 2020 On 18 June 2020, the European Parliament adopted the so-called Taxonomy Regulation. Following the adoption of the…

Jan Gruter, Jonathan Powling, Richard Small

Podcast: Let's Chat - ESG & Asset Managers

European Union, United Kingdom - June 1 2020 Now more than ever asset managers will need to demonstrate how they are meeting the market's expectations in relation to ESG. COVID-19 will…

Jan Gruter, Jonathan Powling, Richard Small

Treating insurance customers fairly during covid-19

United Kingdom - May 6 2020 As no one tires of saying, these are extraordinary times. Governments have responded with speed and decisiveness to the pandemic, and…

Steven Francis, Robert Garwood