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MiFID II / MiFIR series - investor protection (conduct of business)

European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…

Caroline Herkstroeter, Hannah Meakin, Imogen Garner, Jonathan Herbst, Roberto Cristofolini.

10 things you should know – regulation in the FX markets

European Union - June 27 2014 The foreign exchange (FX) market is one of the largest financial markets in the world. Transactions in FX are performed to fulfil a number of…

Hannah Meakin, Imogen Garner, Jonathan Herbst, Simon Lovegrove.

De Larosière report on financial supervision in the EU

European Union - March 12 2009 In October 2008, the European Commission mandated the de Larosière group to provide proposals to strengthen European supervisory arrangements covering all financial sectors, with the objective to establish a more efficient integrated and sustainable European system of supervision.

Jonathan Herbst.

Outsourcing in the asset management industry

United Kingdom - May 12 2014 Like many financial services businesses, asset managers have suffered in the global financial crisis. As a result, many asset managers…

Imogen Garner, James Russell, Michael Newell, Mike Rebeiro, Richard Sheen.

The Turner Review: a regulatory response to the global banking crisis

United Kingdom - March 23 2009 The FSA has published the Turner Review together with a supporting Discussion Paper.

Charles Evans, Dorian Drew, Jonathan Herbst.