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Banking reform updater 11 - the single resolution mechanism examined

European Union - January 27 2015 In this Banking Reform updater we examine the single resolution mechanism (SRM), which together with the single supervisory mechanism (SSM) (Banking Reform updater 10) forms the key pillars of the EU Banking Union.

Alan Bainbridge, Kenneth Gray, Simon Lovegrove

10 things you should know about the latest ESMA MiFID II / MiFIR papers

European Union - January 20 2015 The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…

Imogen Garner, Jonathan Herbst, Simon Lovegrove, Hannah Meakin, Tara Mokijewski

Banking reform updater 10 - the single supervisory mechanism examined

European Union - December 9 2014 On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the Single Supervisory Mechanism (SSM)…

Alan Bainbridge, Kenneth Gray, Simon Lovegrove

The new accountability regime

United Kingdom - December 8 2014 In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…

Imogen Garner, Jonathan Herbst, Simon Lovegrove, Hannah Meakin

MiFID II / MiFIR series - investor protection (conduct of business)

European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…

Roberto Cristofolini, Imogen Garner, Jonathan Herbst, Caroline Herkstroeter, Hannah Meakin