Jonathan Herbst
Norton Rose Fulbright
Articles
Global regulation and investigations challenges ahead in 2015
Africa, Asia-Pacific, Canada, European Union, Global, Middle East, USA - March 2 2015 Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and…
Wilson Ang, Lista M. Cannon, Martin Coleman, Richard A. Wagner, Marelise van der Westhuizen
10 things you should know about the latest ESMA MiFID II / MiFIR papers
European Union - January 20 2015 The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…
Imogen Garner, Simon Lovegrove, Hannah Meakin, Tara Mokijewski, Peter Snowdon
The new accountability regime
United Kingdom - December 8 2014 In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…
Imogen Garner, Simon Lovegrove, Hannah Meakin, Peter Snowdon
MiFID II / MiFIR series - investor protection (conduct of business)
European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…
Roberto Cristofolini, Imogen Garner, Caroline Herkstroeter, Hannah Meakin, Peter Snowdon
MiFID II / MiFIR series - third countries
European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Roberto Cristofolini, Imogen Garner, Caroline Herkstroeter, Hannah Meakin, Peter Snowdon
