Jonathan Herbst
Norton Rose Fulbright
Articles
Global regulation and investigations challenges ahead in 2015
USA, Middle East, Asia-Pacific, Africa, Canada, European Union, Global - March 2 2015 Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and...
Marelise van der Westhuizen, Richard A. Wagner, Martin Coleman, Wilson Ang, Lista M. Cannon.
10 things you should know about the latest ESMA MiFID II MiFIR papers
European Union - January 20 2015 The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the...
Simon Lovegrove, Tara Mokijewski, Peter Snowdon, Hannah Meakin, Imogen Garner.
The new accountability regime
United Kingdom - December 8 2014 In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority...
Simon Lovegrove, Peter Snowdon, Hannah Meakin, Imogen Garner.
MiFID II MiFIR series - investor protection (conduct of business)
European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services...
Peter Snowdon, Caroline Herkstroeter, Roberto Cristofolini, Hannah Meakin, Imogen Garner.
MiFID II MiFIR series - third countries
European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services...
Peter Snowdon, Caroline Herkstroeter, Roberto Cristofolini, Hannah Meakin, Imogen Garner.
