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10 things you should know about the latest ESMA MiFID II / MiFIR papers

European Union - January 20 2015 The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…

Imogen Garner, Jonathan Herbst, Peter Snowdon, Simon Lovegrove, Tara Mokijewski.

The new accountability regime

United Kingdom - December 8 2014 In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…

Imogen Garner, Jonathan Herbst, Peter Snowdon, Simon Lovegrove.

MiFID II / MiFIR series - investor protection (conduct of business)

European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…

Caroline Herkstroeter, Imogen Garner, Jonathan Herbst, Peter Snowdon, Roberto Cristofolini.

MiFID II / MiFIR series - third countries

European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…

Caroline Herkstroeter, Imogen Garner, Jonathan Herbst, Peter Snowdon, Roberto Cristofolini.

MiFID II / MiFIR series - trading venues and market infrastructure

European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…

Caroline Herkstroeter, Imogen Garner, Jonathan Herbst, Peter Snowdon, Roberto Cristofolini.