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Minimising coverholder anti-bribery and corruption risk practical lessons for managing agents

United Kingdom - January 5 2015 Managing agents have as much exposure to anti-bribery and corruption risk as any other entity dealing with third parties in high-risk jurisdictions...

Chris Warren-Smith, James Thomas, Yasmin Lilley.

FCA publishes results of its thematic review into annuity sales and publishes the interim results of its market study into retirement income

United Kingdom - December 17 2014 On December 11, the FCA published the results of a thematic review into annuities sales practices (TR1420). The FCA found evidence that firms' sales...

Noleen John, Laura Hodgson.

FCA consults on measures to improve complaints handling

United Kingdom - December 17 2014 Last month, the FCA published its thematic review into complaint handling involving 15 major retail firms and five trade bodies. The FCA has...

Noleen John, Laura Hodgson.

FCA consults on remedies for sale of Guaranteed Asset Protection insurance

United Kingdom - December 17 2014 On December 12, the Financial Conduct Authority (FCA) issued a consultation paper on the detail of the proposed add-on Guaranteed Asset Protection...

Noleen John, Laura Hodgson.

Italy: life insurance: pension funds and conflicts of interests

Italy - December 10 2014 The Ministerial Decree n. 166 of 2 September 2014 (the Decree) by the Ministry of Finance was published on the Official Gazette website on November...

Salvatore Iannitti, Noleen John, Laura Hodgson, Nicolò Juvara.