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Public hearing "market abuse: promoting deterrence, market integrity and investor protection"

European Union - May 31 2010 The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels....

Jonathan Herbst, Peter Snowdon, Dorian Drew.


The small firms financial crime review

United Kingdom - May 31 2010 In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses....

Jonathan Herbst, Peter Snowdon, Dorian Drew.


Government commits to transparent, fair and independently designed payment scheme for Equitable Life policyholders that is swift, simple, transparent and fair

United Kingdom - May 31 2010 The Financial Secretary to the Treasury, Mark Hoban MP, has announced that the Government will take forward a Bill to enable payments to be made in relation to Equitable Life, as included in the Queen's Speech to Parliament....

Jonathan Herbst, Peter Snowdon, Dorian Drew.


The six-month time limit

United Kingdom - May 31 2010 The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it....

Jonathan Herbst, Peter Snowdon, Dorian Drew.


Avoiding corruption risks in the city: the Bribery Act 2010

United Kingdom - May 31 2010 The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010....

Jonathan Herbst, Peter Snowdon, Dorian Drew.