Caroline Herkstroeter
Norton Rose Fulbright
Articles
BaFin publishes Consultation Paper on depositary circular
European Union, Germany - February 16 2015 Welcome to our latest Financial Services Newsflash, our alert service that details the latest information on legal activity affecting:…
MiFID II/MiFIR level 2: ESMA veröffentlicht Technical Advice und Konsultationspapier zu zukünftigen RTS und ITS
European Union - December 22 2014 Das Financial Services Team informiert mit dem Financial Services News Flash regelmäßig über Neuigkeiten aus den Bereichen…
Single Supervisory Mechanism (SSM) geht live
European Union, Germany - November 10 2014 Dabei werden insbesondere aktuelle Gesetzgebungsverfahren auf europäischer und nationaler Ebene und aktuelle Entwicklungen in der Aufsicht praxisnah…
MiFID II / MiFIR series - investor protection (conduct of business)
European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…
Hannah Meakin, Imogen Garner, Jonathan Herbst, Peter Snowdon, Roberto Cristofolini.
MiFID II / MiFIR series - third countries
European Union - October 13 2014 The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Hannah Meakin, Imogen Garner, Jonathan Herbst, Peter Snowdon, Roberto Cristofolini.
