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Who can we trust with our reputation?

United Kingdom - November 2 2016 In this article, we review the Financial Conduct Authority’s guidance for firms and views on the use of third parties and consider whether regulated…

Simon Collins

Golden rules for those holding responsibility for Compliance, Risk and Financial Crime

United Kingdom - July 7 2016 In order to fulfil your role as Compliance Officer, you and your teams need to be part of the business and not stand alone. Compliance is integral to…

StepChange and Citizens Advice Bureau discuss debt and poor treatment of those in debt

United Kingdom - June 16 2016 On 8 June 2016, StepChange published results of a recent survey, revealing how people with debt problems suffer interest, charges and aggressive…

Jo Owens

Money Advice Trust guidance on vulnerability

United Kingdom - June 10 2016 On 6 June 2016, the Money Advice Trust (MAT) published its guidance, 'Vulnerability: a guide for advice agencies - 12 steps for treating clients in…

Jo Owens

Skilled Persons Reviews: An update for Consumer / Retail credit lenders and intermediaries

United Kingdom - February 17 2016 Last year (as at 31 October 2015), the FCA and PRA commissioned a total of 28 Skilled Persons reviews. These figures are likely to increase in line…

Simon Collins, David Saunders