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Regulatory references, certification and conduct Rules - are you ready?

United Kingdom - March 7 2017 The regulatory references regime (as set out in FCA PS16/22 and PRA PS27/16) comes in force today, 7 March 2017. Also coming into effect today is the…

Consultation on applying whistleblowing rules to UK branches of overseas banks

European Union, United Kingdom - October 5 2016 The FCA and PRA introduced whistleblowing rules in October 2015 to encourage individuals to speak out against poor practice and behaviour in…

Simon Collins, David Saunders

The regulatory reference regime: final rules

United Kingdom - October 3 2016 The regulatory references regime is part of a wider package of reforms aimed at improving accountability in financial services. The FCA and the PRA…

Simon Collins, David Saunders, Gareth Wadley

Senior Managers Regime - update - regulatory references final rules, implementing the EBA remuneration guidelines, whistleblowing in UK branches, legal function responsibility and more…

United Kingdom - September 28 2016 The FCA and PRA have today published a package of final rules, consultation papers and proposals on accountability, remuneration and whistleblowing…

Simon Collins, Paul Fontes, David Saunders

To agree or not to agree: enforcing oral agreements

United Kingdom - August 10 2016 A contract can be formed orally or in writing. Evidentially, it is always preferable that terms are set out in the form of a written contract but…