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Navigating Financial Regulation - Investment Management Update March 2017

European Union, United Kingdom - March 30 2017 On 8 February 2017, the FCA published a discussion paper (DP17/1) which seeks stakeholder views on the practice of investing in illiquid assets…

Mike Booth, Andrew Henderson, Melanie Panzone, Michaela Walker

Horizon scanning - Retail and business financial services round-up

European Union, United Kingdom - February 22 2017 The UK retail finance sector continues to experience change at a pace. We review the key developments for the year ahead. The regulatory landscape The…

Clare Hughes, Geraint Thomas

Navigating Financial Regulation - Investment Management Update February 2017

European Union, United Kingdom - February 20 2017 On 12 January 2017, the Financial Stability Board (FSB) published a report containing policy recommendations to address structural vulnerabilities…

Mike Booth, Andrew Henderson, Melanie Panzone, Michaela Walker

Navigating Financial Regulation - Investment Management Update January 2017

European Union, United Kingdom - January 24 2017 On 1 December 2016, Verena Ross, the Executive Director of the European Securities and Markets Authority (ESMA), delivered a speech at the ICI…

Mike Booth, Andrew Henderson, Melanie Panzone, Michaela Walker

Navigating Regulatory Compliance Investment Management Update - December 2016

European Union, United Kingdom - December 12 2016 On 18 November 2016, the FCA published its long-awaited interim report on the asset management market study which suggests that there is weak price…

Mike Booth, Andrew Henderson, Melanie Panzone, Michaela Walker