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SEC proposes major Rule 10b5-1 amendments and disclosure requirements relating to securities transactions

USA - January 4 2022 On December 15, 2021 the SEC unveiled its long-awaited proposal to amend the requirements for securities trading arrangements adopted in reliance on…

John B. Beckman, C. Alex Bahn, Alan L. Dye, Kevin K. Greenslade, Tiffany Posil, Abigail Smith

SEC proposes rules to prevent fraud and promote transparency in the use of credit default swaps and other security-based swaps

USA - December 28 2021 Some investors have used credit default swaps in Recent years to manufacture credit events and for Other purposes related to activist conduct. In…

Evan Koster, Alan L. Dye, Adam Lapidus

SEC proposes major reform of share repurchase disclosure

USA - December 28 2021 On December 15 the SEC proposed new and amended Rules that would require most reporting companies to Provide more frequent and extensive disclosures…

C. Alex Bahn, Alan L. Dye, Kevin K. Greenslade

SEC staff issues new guidance on shareholder proposals involving social policy issues

USA - November 16 2021 On November 3 the SEC’s Division of Corporation Finance issued Staff Legal Bulletin 14L (SLB 14L) to provide new guidance on the application of the…

John B. Beckman, C. Alex Bahn, Alan L. Dye, Kevin K. Greenslade, Tiffany Posil

SEC staff issues sample comments regarding climate change disclosure

USA - October 4 2021 On September 22 the SEC’s Division of Corporation Finance published on its website a “Sample Letter to Companies Regarding Climate Change Disclosures…

Jessica A. Bisignano, Alan L. Dye, Kevin K. Greenslade, Michael McTiernan