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FCA bans firms' use of restrictive contractual clauses for future primary market services

United Kingdom - June 27 2017 On 27 June 2017, the Financial Conduct Authority (FCA) published its Policy Statement PS17/13 'Investment and corporate banking: prohibition of…

Danette Antao, Daniel Simons, John M. Basnage, Maegen Morrison, Richard Ufland.

A new era for the UK's capital markets? FCA publishes proposals to reform the UK's capital markets and IPO process

United Kingdom - March 14 2017 In the last month, the FCA has published various proposals to reshape and enhance the UK's primary markets. The publications form a key part of the…

Danette Antao, Daniel Simons, John M. Basnage, Maegen Morrison, Richard Ufland.

A new era for the UK's capital markets? FCA publishes proposals to reform the UK's capital markets and IPO process

United Kingdom - March 8 2017 The FCA has published various proposals to reshape and enhance the UK's primary markets. The publications form a key part of the FCA's wider work on…

Danette Antao, Daniel Simons, John M. Basnage, Maegen Morrison, Richard Ufland.

FCA publishes package of measures to ensure effective competition in the investment banking sector

European Union, United Kingdom - October 20 2016 On 18 October 2016, the Financial Conduct Authority (FCA) published its final report of its Investment and corporate banking market study (Market…

Danette Antao, Daniel Simons, John M. Basnage, Maegen Morrison.

Market Abuse Regime - ESMA issues new guidance

United Kingdom - August 15 2016 When the Market Abuse Regulation (MAR) became law on 3 July 2016, ESMA had not yet produced its finalised guidance on market soundings and delays to…

Bernard Wall, Maegen Morrison, Richard Ufland.