Results 1 to 5 of 68

Appointed Representatives: FCA confirms changes to increase responsibilities of principal firms

United Kingdom - August 4 2022 The FCA has published a policy statement and final rules aimed at improving the appointed representatives (ARs) regime. Previous FCA data analysis had…

Virginia Montgomery

FCA final Consumer Duty rules and guidance published: time for firms to put the pedal to the metal

United Kingdom - August 2 2022 With the publication of the final rules there is now only a year to go before firms must comply with their Consumer Duty obligations. The FCA has…

Mark Aengenheister, Victor Fornasier, Matthew Handfield, Arwen Handley, Dominic Hill, Virginia Montgomery, Roger Tym, Daniela Vella, Grace Wyatt

Global Payments Newsletter, July 2022

Global - July 28 2022 Key developments of interest over the last month include: UK Financial Services and Markets Bill 2022-23 introduced to Parliament; US Treasury…

Virginia Montgomery

Global Payments Newsletter, June 2022

Australia, European Union, OECD, United Kingdom, USA - June 29 2022 Key developments of interest over the last month include: UK Payment Systems Regulator announces two market reviews on card fees; Reserve Bank of…

Virginia Montgomery

Buy-Now Pay-Later: HM Treasury sets out the government's approach to regulating the market

United Kingdom - June 22 2022 Hot on the heels of the government's commitment to reform the Consumer Credit Act 1974, HM Treasury has published the response to its October 2021…

James Black, Virginia Montgomery