Articles

Results 1 to 5 of 24


Getting ahead of the curve: EBA consults on 'robo-advisers'

European Union - December 17 2015 Technology will transform the financial advice world, and this transformation has already begun. The global assets under the management of…

Time is running out… clarity on time bar at FOS?

United Kingdom - September 3 2015 New DISP pro forma final response language seems to allow firms to be more confident when time barring complaints. The confusion The precise meaning…

Reminder: new GAP insurance rules in force from 1 September 2015

United Kingdom - August 18 2015 The FCA's new rules on the sale of Guaranteed Asset Protection (GAP) insurance will come into force in a fortnight's time on 1 September 2015. The…

Spiffing! New capital requirements for personal investment firms

United Kingdom - July 1 2015 Can the PIF pay? Personal Investment Firms (PIFs) are advisory firms responsible for around half of all regulated investment and pension sales. Last…

Taking the credit: FOS tackles broking and middlemen

United Kingdom - June 30 2015 The impact of FCA rules on credit brokers has been significant, with a number of credit brokers having left the market since April 2014. Perhaps the…