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Robbie Constance RPC

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ESMA to use new powers to attack the sale of CFDs and binary bets to retail investors

United Kingdom - January 25 2018 ESMA has launched a public consultation on measures to protect retail investors investing in contracts for difference (CFDs) and binary bets...

Lucy Kerr.


FCA makes maiden market investigation reference

United Kingdom - September 20 2017 The UK’s investment consultancy sector faces a lengthy and detailed investigation as the FCA has passed on the baton to the Competition and Markets...

Marcus Bonnell, Melanie Musgrave, James Kaufmann, Alun Marriott, James Mee, Lambros Kilaniotis.


How insurers can prepare for SM&CR

United Kingdom, European Union - July 31 2017 On 26 July 2017, the FCA and PRA published two consultation papers outlining how they plan to extend the Senior Managers and Certification Regime...

Marcus Bonnell, Matthew Griffith, Neil Brown, James Phythian-Adams, James Mee, Richard Burger, Patrick Brodie, David Webster.


How insurance brokers can prepare for SM&CR

United Kingdom, European Union - July 31 2017 The FCA published on 26 July 2017 a consultation paper outlining how it proposes to extend the Senior Managers and Certification Regime (SM&CR) to...

Marcus Bonnell, Matthew Griffith, Neil Brown, James Phythian-Adams, James Mee, Richard Burger, Patrick Brodie, David Webster.


FCA market study findings

United Kingdom - November 30 2016 One year on from the FCA's launch of its market study in November 2015 on the asset management sector, the regulator's interim findings suggest there...

Anthony Shatz, Lambros Kilaniotis.