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Richard Burger RPC

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FCA takes a hard and long look at how insurance brokers manage the risks of bribery and corruption

United Kingdom - January 13 2015 Could do better, reports the Financial Crime team of the FCA on the cohort of commercial brokers who were subject to the recent thematic review on...


How far will the FCA stretch fit?

United Kingdom - December 16 2014 Yesterday's Burrows final notice is a further sign that the FCA will look at the personal conduct of Approved Persons outside of their roles in...


Insurance intermediary client money rules

United Kingdom - October 22 2012 In late August the FSA released a consultation paper (CP 1220) proposing amendments to its handbook rules on client money handling by insurance intermediaries (CASS 5)....

George Belcher.


IMD2 what does it mean for you?

European Union - August 9 2012 The European Commission has now published a provisional draft of its proposed Directive on Insurance Mediation (IMD2)....

Steven Francis.


AABA increased fines for firms

United Kingdom - June 1 2012 Accountants and actuaries could soon face significantly tougher fines and sanctions from disciplinary investigations carried out by their public watchdog, the Accountancy and Actuarial Discipline Board which is the independent disciplinary board for accountants and actuaries....

Simon Perkins.