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Richard Burger RPC

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The FCA: key themes for 201718

United Kingdom - September 29 2017 At the half way point in the Financial Conduct Authority’s (FCA’s) financial year 20172018, it is an opportune moment to look back at the key...

Lucy Kerr.


How insurers can prepare for SM&CR

United Kingdom, European Union - July 31 2017 On 26 July 2017, the FCA and PRA published two consultation papers outlining how they plan to extend the Senior Managers and Certification Regime...

Marcus Bonnell, Matthew Griffith, Neil Brown, James Phythian-Adams, James Mee, Robbie Constance, Patrick Brodie, David Webster.


How insurance brokers can prepare for SM&CR

United Kingdom, European Union - July 31 2017 The FCA published on 26 July 2017 a consultation paper outlining how it proposes to extend the Senior Managers and Certification Regime (SM&CR) to...

Marcus Bonnell, Matthew Griffith, Neil Brown, James Phythian-Adams, James Mee, Robbie Constance, Patrick Brodie, David Webster.


Has the FCA made settling more appealing?

United Kingdom - March 2 2017 Significant changes to the FCA enforcement process for firms and individuals under investigation came into force on 1 March 2017, following the...

Lucy Kerr.


FCA approval times for firms expanding into new business lines up by 85 in two years

United Kingdom - May 11 2015 Based on information obtained from the FCA the time taken to authorise a financial services business adding an additional business line has increased...