Jonathan Charwat

RPC

Articles

Results 1 to 5 of 26


FCA's Perimeter Report - observations for the insurance market

United Kingdom - November 15 2021 The Perimeter Report is intended to clarify some of the complexities about what the FCA does and does not regulate. It also sets out some areas where…

Regulatory Initiative Grid sets out multi-regulator pipeline of planned/ongoing regulatory initiatives in the financial services market

European Union, United Kingdom - November 4 2021 At the beginning of the week, a number of UK regulators published this year's version of the 'Regulatory Initiatives Grid' which aims to provide a…

Jon Bartley, Whitney Simpson

SM&CR temporary arrangements extended to 9 months for FCA solo-regulated firms

United Kingdom - April 7 2020 As well as giving general guidance on its expectations on how solo-regulated firms should be complying with SM&CR during the COVID-19 pandemic, the…

FCA's expectations of insurance firms

United Kingdom - April 2 2020 Over the last couple of weeks, the FCA has been publishing information and guidance for firms in relation to the COVID-19 crisis. In addition to its…

Managing SM&CR during the Coronavirus crisis

United Kingdom - April 2 2020 This blog considers the challenges caused by CV-19 in relation to the governance and SM&CR compliance of regulated firms in the UK…