George Smith

RPC

Articles

Results 1 to 5 of 12


FCA looks to tighten up appointed representative regime

United Kingdom - December 8 2021 On Friday the FCA published a consultation paper on potential changes to the existing appointed representative (AR) regime…

The Financial Ombudsman Service's response to Covid-19

United Kingdom - April 23 2020 A few weeks ago, the FOS announced it was closing its office in response to government guidance but was continuing to receive and respond to…

Laura Sponti

Pensions

United Kingdom - January 8 2020 In this chapter of our Annual Insurance Review 2020, we look at the main developments in 2019 and expected issues in 2020 for pensions. Key…

Actuarial monitoring scheme announced

United Kingdom - October 16 2019 The Institute and Faculty of Actuaries (IFoA) has launched a new monitoring scheme, designed to improve the effectiveness of actuarial regulation, as…

Ashley Daniells

Court of Appeal guidance on liability of financial advice networks for appointed representatives

United Kingdom - July 31 2019 In what circumstances is a financial advice network liable for the acts and omissions of its appointed representatives (ARs)? The Court of Appeal has…