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IFR/IFD - A new prudential regime for EU investment firms

European Union, United Kingdom - January 10 2020 The prudential rules relevant to investment firms will soon be changing following the introduction of the Investment Firms Regulation ((EU)…

FCA set to evaluate the Retail Distribution Review and Financial Advice Market Review

United Kingdom - June 26 2019 In 2006, the then Financial Services Authority initiated the Retail Distribution Review (RDR) which sought to create a more resilient and attractive…

European Commission reports on the success of AIFMD

European Union, United Kingdom - February 18 2019 On 10 January, the European Commission published its report on the operation of the Alternative Investment Fund Managers Directive or ('AIFMD')…

ESMA and EU Regulators agree no-deal Brexit MoU with FCA

European Union, United Kingdom - February 18 2019 On 1 February, ESMA announced that it had agreed with EU Regulators and the FCA Memoranda of Understanding (MoUs) to protect the asset management…

Asset Management Market Study - FCA issues policy statement on further remedies

United Kingdom - February 18 2019 On 4 February 2019, the FCA issued its policy statement on further remedies as part of its Asset Management Market Study. Following industry feedback…