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Senior Managers and Certification Regime (SMCR) extended to insurers

United Kingdom - December 13 2018 In what the FCA described as a regulatory 'milestone', on 10 December 2018 the Senior Managers and Certification Regime came into force for all...

extension of the Senior Managers and Certification Regime

United Kingdom - August 15 2018 The FCA has published its near-final rules for insurers and FCA-regulated firms. This follows the close of its consultation on the and its proposals...

Senior Managers Regime: FCA extends individual accountability regime

United Kingdom - July 27 2017 At long last, the FCA has published its consultation paper CP1725 on the Extension of the Senior Managers and Certification Regime to all firms...

How will the FCA’s discussion paper impact the role of the General CounselHead of Legal?

United Kingdom - November 2 2016 In March this year the PRA and the FCA introduced the Senior Managers Regime (SMR) in relation to banks and PRA regulated investment firms. The SMR is...

Victor Ondoro.

Authorised Fund Horizons - Spring 2016

United Kingdom, European Union - May 6 2016 It is not clear at the time of writing what the world will look like for UK fund managers when we publish our next edition of Authorised Fund...

Victor Ondoro, Tim Pope, Tom Dunn, Ian Carnochan, Chris Godfrey.