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FCA: Diversity and inclusion are regulatory issues

United Kingdom - March 23 2021 On 17 March, the FCA published a speech by its CEO, Nikhil Rathi, on why diversity and inclusion are important regulatory issues. Key points…

Sustainable Finance: the ECB publishes preliminary update on its economy-wide climate stress test

United Kingdom - March 23 2021 On 18 March, the ECB published a blog post by Luis de Guindos, Vice-President of the ECB, detailing the framework of the ECB's ongoing "economy-wide…

FCA update: Research shows that younger investors are taking on significant financial risks

United Kingdom - March 23 2021 On 23 March, the FCA published an update on its research findings into investors who engage in "high-risk investments like cryptocurrencies and…

Brexit: FCA publishes updated guidance on the UK’s Temporary Permissions Regime

European Union, United Kingdom - March 9 2021 On 3 March, the FCA published three new webpages within its guidance on the UK's Temporary Permissions Regime ("TPR")…

Sustainable Finance: ESMA proposes European legal framework for ESG ratings and assessment tools

European Union - February 7 2021 On 29 January, the European Securities and Markets Authority ("ESMA") published a letter sent to the European Commission ("EC") regarding the current…