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Enforcement cases highlight HK SFC’s expectations of sponsor due diligence in IPOs with red flags

Hong Kong - October 26 2021 Two separate Disciplinary actions reported last week against IPO sponsors in Hong Kong provide important reminders as to the regulatory due diligence…

Hannah Cassidy, Tom Chau, Isaac Chen, Matthew Emsley, Jeremy Shen, Jason Sung, Tommy Tong

Hong Kong Stock Exchange proposes SPAC listing regime with strict criteria

Hong Kong - October 8 2021 The Hong Kong Stock Exchange has launched a consultation paper on proposals to create a listing framework for special purpose acquisition companies…

Nicky Cardno, Tom Chau, Isaac Chen, Tom O'Neill, Jeremy Shen, Jason Sung, Tommy Tong

Hong Kong Stock Exchange to implement new FINI platform to modernise IPO settlement process with a T+2 settlement timetable

Hong Kong - July 20 2021 Following strong market support for its concept paper, the Hong Kong Stock Exchange will proceed with proposals to introduce a new digital platform…

Hannah Cassidy, Tom Chau, Isaac Chen, Matthew Emsley, Jeremy Shen, Jason Sung, Tommy Tong

Hong Kong Stock Exchange focuses on responsibility, controls and culture and cooperation in its revised enforcement policy

Hong Kong - July 16 2021 The Hong Kong Stock Exchange has updated its policy statement on Listing Rule enforcement, emphasising as one of its key priorities the holding…

Isaac Chen, Jeremy Shen, Jason Sung, Tommy Tong

Hong Kong Stock Exchange to modify profits-based listing eligibility requirements to combat IPO-related misconduct

Hong Kong - May 28 2021 The Hong Kong Stock Exchange is to increase the profit requirement for companies seeking to list on the Main Board of the Stock Exchange by 60%. This…

Hannah Cassidy, Tom Chau, Isaac Chen, Matthew Emsley, Jeremy Shen, Jason Sung, Tommy Tong