Articles

Results 1 to 1 of 1


New code of conduct for intermediaries engaged in bookbuilding and placing activities in ECM and DCM transactions

China - February 17 2021 The Securities and Futures Commission is proposing to introduce a package of measures to codify industry good practice for intermediaries engaged in…

Hannah Cassidy, Tom Chau, Isaac Chen, Matthew Emsley, Jason Sung, Tommy Tong, Zhong Wang