Hong Kong - September 19 2019
On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect. This represents the final stage of...
Valerie Tao, Jackie Lam, Gareth Thomas, Dominic Geiser, Hannah Cassidy.
China, Hong Kong - September 6 2019
Following the Financial Action Task Force (FATF) and the AsiaPacific Group on Money Laundering’s inspection of Hong Kong in October and November...
Joanna Caen, Michael K S Tan, Kyle Wombolt, Hannah Cassidy, Jeremy Birch.
Hong Kong - September 5 2019
The Securities and Futures Commission (SFC) has recently issued a circular on the outcome of its survey and inspection of selected fund managers...
Hannah Cassidy.
Hong Kong - September 4 2019
The Securities and Futures Commission (SFC) has recently issued a circular on the outcome of its survey and inspection of selected fund managers...
Valerie Tao, Hannah Cassidy.
Hong Kong - September 2 2019
LCs from in-scope institutions are required to complete KRI surveys on a monthly, quarterly and yearly basis. The monthly survey focuses on liquidity...
Valerie Tao, Hannah Cassidy.
