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William Hallatt

Herbert Smith Freehills LLP

Legal Influencer

Q4 | 2018

Lexology Awards

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  • Q4 | 2018 in Financial services - Asia-Pacific
  • Q3 | 2018 in Financial services - Asia-Pacific

Articles

Results 1 to 5 of 202
Most popular |Most recent


The new regulatory regime for insurance intermediaries in Hong Kong - are you ready for 23 September 2019?

Hong Kong - September 19 2019 On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect. This represents the final stage of...

Valerie Tao, Jackie Lam, Gareth Thomas, Dominic Geiser, Hannah Cassidy.

FATF and APG publish long-awaited mutual evaluation report on Hong Kong

China, Hong Kong - September 6 2019 Following the Financial Action Task Force (FATF) and the AsiaPacific Group on Money Laundering’s inspection of Hong Kong in October and November...

Joanna Caen, Michael K S Tan, Kyle Wombolt, Hannah Cassidy, Jeremy Birch.

Hong Kong SFC highlights inadequacies and deficiencies in fund managers’ liquidity risk management practices

Hong Kong - September 5 2019 The Securities and Futures Commission (SFC) has recently issued a circular on the outcome of its survey and inspection of selected fund managers...

Hannah Cassidy.

Hong Kong SFC highlights inadequacies and deficiencies in fund managers’ liquidity risk management practices

Hong Kong - September 4 2019 The Securities and Futures Commission (SFC) has recently issued a circular on the outcome of its survey and inspection of selected fund managers...

Valerie Tao, Hannah Cassidy.

Hong Kong SFC launches key risk indicator platform to enhance risk monitoring

Hong Kong - September 2 2019 LCs from in-scope institutions are required to complete KRI surveys on a monthly, quarterly and yearly basis. The monthly survey focuses on liquidity...

Valerie Tao, Hannah Cassidy.