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Appointed Representatives reforms - ‘strengthening’ of existing regime for now but more fundamental changes likely

United Kingdom - December 16 2021 The FCA is concerned about the harm that may be caused to consumers and markets by the use of the appointed representatives (AR) regime. This is a…

Clive Cunningham, Barnaby Hinnigan, Alison Matthews, Grant Murtagh

IFPR: FCA publishes final Policy Statement 21/17

United Kingdom - December 3 2021 With a month to go until the Investment Firms Prudential Regime (IFPR) starts to apply on 1 January 2022, the FCA has published its final policy…

Clive Cunningham, Danny Frost, Mark Ife, Marina Reason, Mark Staley, JED WILSHER

EU Digital Finance Strategy - EC agreed position on MiCA and DORA and EC/EP reached political agreement on DLT Pilot Scheme on 24 November 2021

European Union - November 29 2021 Just over a year ago, the European Commission published its Digital Finance Package which included the proposed Regulation on markets in cryptoassets…

Clive Cunningham, Danny Frost, Andrew Procter, Marina Reason

A Guide to FCA Policy Statements and Final Consultation on IFPR

United Kingdom - September 2 2021 With just four months to go until the start of the Investment Firms Prudential Regime (IFPR) on 1 January 2022, the FCA has recently Published p…

Clive Cunningham, Katherine Dillon, Emma Reid, Mark Staley

Driving Meaningful Change in Diversity and Inclusion in the Financial Sector - The Regulators' Proposals

United Kingdom - July 14 2021 Diversity and inclusion (D&I) has featured heavily in Speeches by our UK regulators in recent months. The FCA, PRA and Bank of England (the…

Karen Anderson, Clive Cunningham, Nish Dissanayake, Hywel Jenkins, Benedicte Perowne, Andrew Procter, Jenny Stainsby, Christine Young