Patricia Horton
Herbert Smith Freehills LLP
Revised Payment Services Directive
United Kingdom, European Union - February 22 2016 The Revised Payment Services Directive (the Directive) came into effect on 12 January 2016. The revised Directive updates the current EU framework on...
Nick Bradbury, Clive Cunningham.
MiFID II: FCA and HM Treasury publish approach to UK implementation
United Kingdom - April 2 2015 The FCA and HM Treasury have published the first set of papers on the UK implementation of MiFID II: FCA discussion paper "Developing our approach to...
Andrew Procter, Karen Anderson, Clive Cunningham, Henrietta de Salis.
MiFID II: ESMA technical advice and consultation
European Union - December 19 2014 The European Securities and Markets Authority (ESMA) published the following MiFID II Level 2 materials on Friday, 19 December:...
Andrew Procter, Karen Anderson, Chris Haynes, Clive Cunningham, Henrietta de Salis.
MiFID II: phase 2 has begun
European Union - June 11 2014 The European Securities and Markets Authority (ESMA) is consulting on the implementation of the revised EU Markets in Financial Instruments Directive...
Karen Anderson, Clive Cunningham, Henrietta de Salis.
Retail products distribution payments under FCA spotlight: FCA finalised guidance on inducements & conflicts of interest
United Kingdom - February 10 2014 The FCA has set an uncompromising compliance standard for what it sees as unacceptable payments from product providers to advisors in the retail...
Clive Cunningham, Henrietta de Salis, Geoffrey Maddock, Alison Matthews.
