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Brexit Asset Management Update

United Kingdom, European Union - August 2 2019 The FCA has announced that it will extend the proposed duration of the directions issued under the temporary transitional power to the 31 December...

Stephen Newby, Tim West, Nigel Farr.

FCA finds "significant shortcomings" in review of principal firms (including AIFM Hosting services) in the investment management sector

United Kingdom - May 23 2019 The Financial Conduct Authority (FCA) has warned that there is "a significant risk of harm to consumers and to the market" arising from the...

Kimberly Everitt.

Brexit asset management update

Australia, United Kingdom, European Union - April 24 2019 The draft Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019 (SI) (with draft explanatory memorandum), which makes...

Stephen Newby, Tim West, Nigel Farr.

Brexit Asset Management Update

United Kingdom, European Union, Global - March 19 2019 The FCA has published a supervisory statement outlining how it will operate the pre- and post-trade transparency regime under the Markets in......

Stephen Newby, Tim West, Nigel Farr.

Brexit Asset Management update

United Kingdom, European Union - March 7 2019 The FCA has published proposed rules and guidance that will apply in the event that the UK leaves the EU without a withdrawal agreement in place...

Stephen Newby, Tim West, Nigel Farr.