Articles

Results 6 to 10 of 115


Market abuse/insider dealing/FSA enforcement

United Kingdom - October 10 2012 The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report.

Sehar Ali-Noor, Susannah Cogman, Daniel Hudson, Graham More

SEC enforcement actions and developments

USA - October 10 2012 The SEC has issued a staff report intended to help broker-dealers to safeguard confidential information from misuse, such as insider dealing.

Sehar Ali-Noor

FCPA enforcement cases

USA - October 10 2012 The SEC has charged Tyco International Ltd with violating the Foreign Corrupt Practices Act by allowing subsidiaries to arrange illicit payments to foreign officials in more than a dozen countries.

Sehar Ali-Noor

TI publishes progress report on enforcement of OECD convention on foreign bribery

Global - September 12 2012 Transparency International has published its 8th annual progress report on enforcement of the Organisation for Economic Cooperation and Development Convention on Combating Bribery of Foreign Public Officials in International Business Transactions.

Sehar Ali-Noor, Susannah Cogman, Daniel Hudson, Graham More

SFO investigations, bribery and corruption

Australia, European Union, United Kingdom, USA - September 5 2012 The SFO has announced that Paul Jennings, former CEO of Innospec Ltd, has pleaded guilty to one charge of conspiracy to corrupt Iraqi public officials and other agents of the Iraqi Government.

Sehar Ali-Noor, Susannah Cogman, Daniel Hudson, Graham More