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FRC publishes reviews of reporting in 2021/22

United Kingdom - November 4 2022 The Financial Reporting Council (FRC) has published its annual review of corporate reporting for 2021/22 and its annual review of corporate…

Heidi Gallagher, Sarah Hawes

FCA enforcement action - non-executive Chair fined for disclosing inside information

United Kingdom - August 5 2022 The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, the former non-executive Chair of ConvaTec Group Plc, £80,000 for unlawfully…

Sarah Hawes, Caroline Rae

Secondary Capital Raising Review recommendations

United Kingdom - July 22 2022 The recommendations of the UK Secondary Capital Raising Review, which looked at the regime for secondary capital raisings by listed companies in the…

Sarah Hawes, Michael Jacobs

FCA adapts ESMA Guidelines as FCA Guidance

European Union, United Kingdom - June 10 2022 The FCA has published Primary Market Bulletin No. 40 launching its new technical note, Primary Market/TN 619.1, which adapts the Guidelines on…

Michael Jacobs, Erica MacDonald

FCA consultation on restructuring the UK listing regime

United Kingdom - May 27 2022 The Financial Conduct Authority (FCA) has published a Discussion Paper (DP22/2) in which it is seeking further views on the structure of the UK…

Sarah Hawes, Greg Mulley