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Hong Kong Stock Exchange and SFC announce rule amendments to reflect new conduct requirements for bookbuilding and placing activities to be implemented on 5 August 2022

Hong Kong - May 11 2022 The Hong Kong Stock Exchange has recently published an information paper setting out amendments to the Listing Rules which dovetail with the…

Nicky Cardno, Hannah Cassidy

Enforcement cases highlight HK SFC’s expectations of sponsor due diligence in IPOs with red flags

Hong Kong - October 26 2021 Two separate Disciplinary actions reported last week against IPO sponsors in Hong Kong provide important reminders as to the regulatory due diligence…

Hannah Cassidy, Tom Chau, Isaac Chen, Jeremy Shen, Jason Sung, Tommy Tong, Zhong Wang

Hong Kong Stock Exchange to implement new FINI platform to modernise IPO settlement process with a T+2 settlement timetable

Hong Kong - July 20 2021 Following strong market support for its concept paper, the Hong Kong Stock Exchange will proceed with proposals to introduce a new digital platform…

Hannah Cassidy, Tom Chau, Isaac Chen, Jeremy Shen, Jason Sung, Tommy Tong, Zhong Wang

Hong Kong Stock Exchange to modify profits-based listing eligibility requirements to combat IPO-related misconduct

Hong Kong - May 28 2021 The Hong Kong Stock Exchange is to increase the profit requirement for companies seeking to list on the Main Board of the Stock Exchange by 60%. This…

Hannah Cassidy, Tom Chau, Isaac Chen, Jeremy Shen, Jason Sung, Tommy Tong, Zhong Wang

New code of conduct for intermediaries engaged in bookbuilding and placing activities in ECM and DCM transactions

China - February 17 2021 The Securities and Futures Commission is proposing to introduce a package of measures to codify industry good practice for intermediaries engaged in…

Hannah Cassidy, Tom Chau, Isaac Chen, William Ku, Jason Sung, Tommy Tong, Zhong Wang