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FCA outlines its updated approach to alternative asset management supervision

United Kingdom - September 9 2022 In a “Dear CEO” letter sent in early August 2022, the FCA outlined the robust approach it will take to the supervision of firms in its alternative…

Hywel Jenkins, Jack Moore, Chris Ninan

A new regime for critical third party providers to UK financial services firms is on the horizon

United Kingdom - August 15 2022 On 21 July 2022 the Bank of England (BoE), the PRA and the FCA (collectively, the regulators) published Discussion Paper 22/3 - Operational…

Cat Dankos, Terence Lau, Chris Ninan, Nick Pantlin, Andrew Procter, Marina Reason, Claire Wiseman

Forthcoming financial services regulatory developments - July and August 2022

European Union, United Kingdom - July 1 2022 In this blog post, we round-up key forthcoming developments in the UK and at EU and International levels in financial services regulation which are…

Cat Dankos, Mary O'Donnell

The alchemy of journalism - turning market rumours into inside information

European Union - March 28 2022 The recent judgment of the Court of Justice of the European Union (CJEU) has ruled that details of the forthcoming publication of a press article…

Andrew Procter, Martin Le Touzé

Managing the risks of mobile messaging

USA - March 16 2022 Swingeing penalties levied by the US SEC and the CFTC on financial firms for failures to maintain and preserve written communications made through…

Hywel Jenkins, Chris Ninan, Andrew Procter, Jenny Stainsby