Articles

Results 1 to 5 of 90


Managing the risks of mobile messaging

USA - March 16 2022 Swingeing penalties levied by the US SEC and the CFTC on financial firms for failures to maintain and preserve written communications made through…

Karen Anderson, Hywel Jenkins, Chris Ninan, Andrew Procter

Individual accountability and the SMCR: a portent of success for the FCA’s new Consumer Duty?

United Kingdom - January 13 2022 Similarities between the FCA’s introduction of the Senior Managers and Certification Regime, and current proposals for a consumer duty, may be a…

Managing risk: A disputes perspective (2021)

European Union, United Kingdom - December 27 2021 This annual conference, held on 7 and 9 December, was chaired by our Managing Partner for Dispute Resolution Damien Byrne Hill and explored some key…

James Baily, Stephanie Barrett, Jannis Bille, Neil Blake, Chris Bushell, Andrew Cooke, Julian Copeman, Antony Crockett, Kim Dietzel, Silke Goldberg, Damien Byrne Hill, Hywel Jenkins, Natasha Johnson, Kate Macmillan, Ajay Malhotra, Sarah McNally, Andrew Moir, Caoimhe Powell, Gregg Rowan, Benjamin Rubinstein, John Whiteoak

Final part of UK LIBOR legislative solution receives Royal Assent

United Kingdom - December 17 2021 This week, the Critical Benchmarks (References and Administrators’ Liability) Act 2021 received Royal Assent and will now pass into UK law. The…

Rupert Lewis, Ceri Morgan

FSR outlook 2022: AI in financial services - benefit or threat?

Australia, European Union, Singapore, United Kingdom, USA - December 7 2021 Artificial intelligence (AI) underpins more and more aspects of our daily lives. It can control our cars, our pacemakers, our household appliances…

Karen Anderson, Natalie Curtis, Andrew Procter