Jason Sung
Herbert Smith Freehills LLP
Articles
Enforcement cases highlight HK SFC’s expectations of sponsor due diligence in IPOs with red flags
Hong Kong - October 26 2021 Two separate Disciplinary actions reported last week against IPO sponsors in Hong Kong provide important reminders as to the regulatory due diligence…
Hannah Cassidy, Tom Chau, Isaac Chen, Matthew Emsley, Jeremy Shen, Tommy Tong, Zhong Wang
Hong Kong Stock Exchange proposes SPAC listing regime with strict criteria
Hong Kong - October 8 2021 The Hong Kong Stock Exchange has launched a consultation paper on proposals to create a listing framework for special purpose acquisition companies…
Nicky Cardno, Tom Chau, Isaac Chen, Tom O'Neill, Jeremy Shen, Tommy Tong, Zhong Wang
Hong Kong Stock Exchange to implement new FINI platform to modernise IPO settlement process with a T+2 settlement timetable
Hong Kong - July 20 2021 Following strong market support for its concept paper, the Hong Kong Stock Exchange will proceed with proposals to introduce a new digital platform…
Hannah Cassidy, Tom Chau, Isaac Chen, Matthew Emsley, Jeremy Shen, Tommy Tong, Zhong Wang
Hong Kong Stock Exchange focuses on responsibility, controls and culture and cooperation in its revised enforcement policy
Hong Kong - July 16 2021 The Hong Kong Stock Exchange has updated its policy statement on Listing Rule enforcement, emphasising as one of its key priorities the holding…
Enhanced Hong Kong Stock Exchange disciplinary powers and sanctions to take effect on 3 July 2021
Hong Kong - June 11 2021 The Stock Exchange of Hong Kong Limited (SEHK) has recently published consultation conclusions on proposed enhancements to the listing rules (LRs)…
Jeremy Sher, Hannah Cassidy, Natalie Curtis, Jeremy Shen, Valerie Tao, Tommy Tong
