Legal Influencer

Q3 | 2019

Legal Influencers

Lexology’s Legal Influencers programme recognises firms and authors that provide excellent content within a work area and region. Find out more

  • Q3 | 2019 in Financial services - Asia-Pacific
  • Q2 | 2019 in Financial services - Asia-Pacific

Articles

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Hong Kong FSTB finalises principles for regulating virtual asset service providers and other AML/CFT regulatory enhancements

Hong Kong - June 17 2021 The Financial Services and the Treasury Bureau (FSTB) has recently published the conclusions to its consultation on proposals to enhance anti-money…

Natalie Curtis, Valerie Tao.

Enhanced Hong Kong Stock Exchange disciplinary powers and sanctions to take effect on 3 July 2021

Hong Kong - June 11 2021 The Stock Exchange of Hong Kong Limited (SEHK) has recently published consultation conclusions on proposed enhancements to the listing rules (LRs)…

Jason Sung, Jeremy Shen, Jeremy Sher, Natalie Curtis, Tommy Tong, Valerie Tao.

Hong Kong Stock Exchange to modify profits-based listing eligibility requirements to combat IPO-related misconduct

Hong Kong - May 28 2021 The Hong Kong Stock Exchange is to increase the profit requirement for companies seeking to list on the Main Board of the Stock Exchange by 60%. This…

Isaac Chen, Jason Sung, Jeremy Shen, Matthew Emsley, Tom Chau, Tommy Tong, Zhong Wang.

PRA Deputy CEO Lyndon Nelson makes the case for operational resilience: “There is no operator of last resort function in Threadneedle Street”

United Kingdom - May 11 2021 With the UK regulators’ operational resilience policy package finalised at the end of March, an early May speech from Lyndon Nelson, PRA Deputy CEO &…

Andrew Procter, Cat Dankos, Clive Cunningham, Nick Pantlin.

Hong Kong Monetary Authority delivers four key messages from thematic review over use of external information in management of money laundering and terrorist financing risks

Hong Kong - May 4 2021 On 26 April 2021, the Hong Kong Monetary Authority (HKMA) published its key observations and good practices from a thematic review on the use of…

Natalie Curtis, Valerie Tao.