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Australia approves sweeping changes to breach reporting regime

Australia - December 21 2020 In a move with significant implications for Australian financial services and credit licensees (AFS Licensees and Credit Licensees respectively), the…

Andrew Eastwood, Danielle briers, Jacqueline Wootton, Steven Pettigrove.

ASIC issues information sheet on managing conduct risk during LIBOR transition

Australia - December 1 2020 ASIC has published INFO 252, a long-awaited information sheet which addresses conduct risk issues for both sell-side and buy-side firms arising out…

Charlotte Henry, Harry Edwards, Michael Vrisakis.

Remediation Round-Up: Superannuation

Australia - November 19 2020 This article is a part of our Remediation Round-Up series which explores potential issues for financial services licensees when conducting…

Charlotte Henry, Michael Vrisakis, Philip Hopley, Shan-Verne Liew, Steven Rice, Tamanna Islam.

Remediation Round-Up: Financial advice

Australia - November 5 2020 This article is a part of our Remediation Round-Up series which explores potential issues for financial services licensees when conducting remediation…

Charlotte Henry, Hartley Spring, Michael Vrisakis, Philip Hopley, Steven Rice, Tamanna Islam.

Remediation Round-Up: Dealing with regulators

Australia - October 28 2020 This article is a part of our Remediation Round-Up series which explores potential issues for financial services licensees when conducting…

Charlotte Henry, Guy Spielman, Michael Vrisakis, Philip Hopley, Steven Rice, Tamanna Islam.