Hong Kong - December 14 2020
The Hong Kong Securities and Futures Commission (SFC) has released its long awaited FAQs regarding its 31 October 2019 circular on the use of…
Hannah Cassidy, Mark Robinson
Hong Kong - October 7 2020
On 18 September 2020, the Securities and Futures Commission (SFC)commenced a three month consultation on a wide range of proposed changes to its…
Hannah Cassidy, Natalie Curtis
Australia, Hong Kong, USA - July 21 2020
As regulators and law enforcement increasingly rely on advanced data analytics for monitoring and surveillance, the risk is growing that they will…
Jeremy Birch, Cameron Dunstan-Smith, John O'Donnell
Global - June 18 2020
In common with some regional and national authorities among its membership, IOSCO has found that much has changed since its original efforts to…
Hannah Cassidy, Clive Cunningham, Natalie Curtis, Cat Dankos, William Hallatt, Nick Pantlin, Andrew Procter, Wendy Saunders, Jenny Stainsby
Hong Kong - May 14 2020
On 8 May 2020, the Hong Kong Monetary Authority (HKMA) commenced a three-month industry consultation on a proposed framework for a mandatory…
Hannah Cassidy, Natalie Curtis, William Hallatt, Tess Lumsdaine, Valerie Tao