Results 1 to 5 of 6

Introduction of new PRC regulations reiterating rules on state secrets post SFC v EY Judgment

China, Hong Kong - September 25 2015 By its press release issued on 23 July 2015, the Securities and Futures Commission (SFC) confirmed that the legal battle between the SFC and Ernst &…

William Hallatt

The Shanghai-Hong Kong stock connect - an overview

China, Hong Kong - September 2 2014 The Joint Announcement by the Securities and Futures Commission (“SFC”) and China Securities Regulatory Commission (“CSRC”) on 10 April 2014…

William Hallatt

Mandatory clause to be inserted in all client agreements following consultation conclusions issued by the SFC

Hong Kong - December 21 2015 With effect from 9 June 2017, all client agreements must include a new clause stating that any financial product which a Hong Kong licensed…

William Hallatt

ADR in Asia – overview of key ADR processes

Hong Kong - April 23 2015 Structured settlement discussions facilitated by a neutral third party (the mediator) with no decision-making power. Overwhelmingly the most…

Julian Copeman, Jessica Fei, Dominic Geiser, Richard Norridge, Chinnawat Thongpakdee

SFC Supervisory Briefing Session – summary of key issues

Hong Kong - September 5 2014 On 2 September 2014, the SFC held its first ever Supervisory Briefing Session ("Session") to share with market participants their major findings and…

William Hallatt