Results 1 to 5 of 6

Mandatory clause to be inserted in all client agreements following consultation conclusions issued by the SFC

Hong Kong - December 21 2015 With effect from 9 June 2017, all client agreements must include a new clause stating that any financial product which a Hong Kong licensed…

William Hallatt

Introduction of new PRC regulations reiterating rules on state secrets post SFC v EY Judgment

China, Hong Kong - September 25 2015 By its press release issued on 23 July 2015, the Securities and Futures Commission (SFC) confirmed that the legal battle between the SFC and Ernst &…

William Hallatt

ADR in Asia – overview of key ADR processes

Hong Kong - April 23 2015 Structured settlement discussions facilitated by a neutral third party (the mediator) with no decision-making power. Overwhelmingly the most…

Julian Copeman, Jessica Fei, Dominic Geiser, Richard Norridge, Chinnawat Thongpakdee

SFC Supervisory Briefing Session – summary of key issues

Hong Kong - September 5 2014 On 2 September 2014, the SFC held its first ever Supervisory Briefing Session ("Session") to share with market participants their major findings and…

William Hallatt

The Shanghai-Hong Kong stock connect - an overview

China, Hong Kong - September 2 2014 The Joint Announcement by the Securities and Futures Commission (“SFC”) and China Securities Regulatory Commission (“CSRC”) on 10 April 2014…

William Hallatt