Results 1 to 5 of 16

Snapshot: the regulatory framework for financial services compliance in Australia

Australia - February 22 2022 A concise Q&A guide to the financial services regulatory framework in Australia, including national authorities, authorisation regime, key legislation, the scope of regulation and more.

Michael Vrisakis

In brief: financial services compliance programmes in Australia

Australia - February 22 2022 This Q&A covers some of the key legal, regulatory and practical considerations for financial services firms when implementing a compliance programme in Australia.

Michael Vrisakis

Q&A: insurance & reinsurance regulation in Australia

Australia - May 23 2022 A Q&A guide to the regulation of insurance and reinsurance in Australia, covering company formation and licensing, regulatory agencies and examinations, investment rules, reinsurance agreements and much more.

Michael Vrisakis

Some further observations on anti-hawking and cross-positioning in financial services

Australia - July 21 2021 We have previously written about our 12 principles that apply to the implementation of the new anti-hawking regime (NAHR), as well as some…

Tamanna Islam, Steven Rice, Michael Vrisakis

Snapshot: insurance claims and coverage in Australia

Australia - May 23 2022 This article answers some of the key legal and practical questions surrounding insurance claims and coverage in Australia, including third-party claims, defending a claim, indemnity policies and more.

Michael Vrisakis