Fran Legg
Stephenson Harwood LLP
Articles
Large penalties imposed in the US for record keeping failures: A reminder of recording obligations
China, European Union, Hong Kong, United Arab Emirates, United Kingdom, USA - November 17 2022 On 27 September 2022, the U.S. Securities and Exchange Commission imposed fines totalling more than $1.1 billion on 15 broker-dealers and one…
Money laundering risks in the gambling sector
United Kingdom - February 11 2021 Recent developments and enforcement action taken within the gambling sector have highlighted the need for operators to carry out a robust assessment…
Modern Slavery: breaking the chains
European Union, United Kingdom - January 22 2021 Much has been written in recent months about the scourge of forced labour. In July 2020, the US Department of Commerce's Bureau of Industry and…
Looking ahead: Proposed changes to the Modern Slavery Act 2015
European Union, United Kingdom - October 6 2020 On 22nd September 2020, the government published its response to a public consultation on transparency in supply chains. The response demonstrates…
The Boohoo scandal: A reminder of Modern Slavery Act 2015 obligations
European Union, United Kingdom - August 10 2020 The recent undercover investigation by The Sunday Times into poor pay and working conditions at a supplier of the fast-fashion retail brand Boohoo is…
Charlotte Varela, Imogen Heywood, Paul Reeves, Tony Woodcock
