Dominic Pereira

HFW

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SMCR - FCA Directory Persons data - upcoming submission deadline for solo-regulated firms

United Kingdom - March 31 2021 Solo-regulated firms are required to submit their Directory Persons data by either 18 March 2021 or 31 March 2021 under the F…

SMCR and Coronavirus - Employers granted additional time to comply with the Certification Regime and Conduct Rules

United Kingdom - December 30 2020 The FCA has extended, from 9 December 2020 until 31 March 2021, the deadline for solo-regulated firms to have undertaken certain Certification and…

Celia Richardson.

Coronavirus - FCA implements temporary financial relief measures for impacted customers

United Kingdom - April 28 2020 The Financial Conduct Authority (FCA) has confirmed a package of targeted temporary measures to provide financial relief for coronavirus-impacted…

William Reddie.