Dominic Pereira
HFW
Articles
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SMCR - FCA Directory Persons data - upcoming submission deadline for solo-regulated firms
United Kingdom - March 31 2021 Solo-regulated firms are required to submit their Directory Persons data by either 18 March 2021 or 31 March 2021 under the F…
SMCR and Coronavirus - Employers granted additional time to comply with the Certification Regime and Conduct Rules
United Kingdom - December 30 2020 The FCA has extended, from 9 December 2020 until 31 March 2021, the deadline for solo-regulated firms to have undertaken certain Certification and…
Coronavirus - FCA implements temporary financial relief measures for impacted customers
United Kingdom - April 28 2020 The Financial Conduct Authority (FCA) has confirmed a package of targeted temporary measures to provide financial relief for coronavirus-impacted…
