Articles

Results 1 to 5 of 25
Most popular |Most recent


Almost there: FCA expectations for the end of the transition period

European Union, United Kingdom - November 15 2020 Late last week, Financial Conduct Authority (FCA) executive director, Nausicaa Delfas, delivered a speech at the UK’s “Regulatory Regime for…

Andrew Henderson, Edward Karsten.

The Financial Services Bill: new rules for capital, funds, and LIBOR transition

European Union, United Kingdom - October 21 2020 The Bill provides a glimpse into the contours of the post-Brexit financial services regulatory regime in the UK, granting HM Treasury, the Prudential…

Alexandra Green, Andrew Henderson, Lora Froud.

Brexit and financial regulation - update on the UK’s post-Brexit approach

European Union, United Kingdom - June 24 2020 In a written statement yesterday, UK Chancellor of the Exchequer, Rishi Sunak, set out an update on the UK’s post-Brexit approach to financial…

Andrew Henderson, Edward Karsten.

SFTR reporting updates - hedge fund relief, industry guidance and potential delays

European Union - March 19 2020 Since the release, in January 2020, of ESMA’s report and guidelines on SFTR reporting, there has been a series of updates in relation to the SFTR…

Edward Karsten.

Regulatory initial margin - the obligations on the buy-side

Australia, Canada, European Union, Hong Kong, Japan, Singapore, Switzerland, United Kingdom, USA - October 28 2019 To date, the firms subject to the regulatory obligation to exchange initial margin on uncleared over-the-counter (OTC) derivatives have been the…

Robert Daniell, Tom Mortlock.