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Articles

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Investment Management Update

United Kingdom, European Union - August 7 2019 The Financial Conduct Authority (FCA) has published a speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA...

Lora Froud, Michelle Kirschner, Rachel Serene.

Private funds regulatory update

United Kingdom, European Union - August 2 2019 The private funds regulatory update provides a practical overview of recent UK and EU financial services regulatory developments impacting private...

Martin Coombes, Stephen Robinson.

Investment Management Update

USA, United Kingdom, European Union - July 10 2019 The Financial Conduct Authority (FCA) has confirmed that it is recognising the FX Global Code and the UK Money Markets Code, the first such codes to...

Lora Froud, Michelle Kirschner, Alexandra Green.

Investment Management Update

United Kingdom, European Union - June 19 2019 The Competition and Markets Authority (CMA) has announced that it has made the Investment Consultancy and Fiduciary Management Market Investigation...

Lora Froud, Michelle Kirschner, Alexandra Green.

Investment Management Update

United Kingdom, European Union - June 5 2019 The Financial Conduct Authority (FCA) has published a policy statement (PS1913) on implementing the Shareholder Rights Directive II (SRD II). The...

Lora Froud, Michelle Kirschner, Alexandra Green.