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Financial Services and Markets Dispute Resolution Quarterly Update: December 2020

United Kingdom - December 22 2020 Judicial highlights include confirmation of the legal test for setting aside a judgment obtained as a result of fraud, and a reminder of the…

Helen Carter, Lorna Emson, Neill Blundell.

FCA fines and prohibits hedge fund Chief Investment Officer for market abuse

United Kingdom - December 16 2020 On 15 December 2020, the FCA announced it had fined a hedge fund Chief Investment Officer (CIO) £100,000 for market abuse and had prohibited him from…

Helen Harvey.

Financial Services and Markets Dispute Resolution Quarterly Update: June 2020

United Kingdom - June 30 2020 Welcome to our quarterly update, in which we review some of the key developments affecting disputes, investigations and financial crime in the…

Barry Donnelly, Matt McCahearty, Neill Blundell.

First-step analysis: risk & compliance management in United Kingdom

United Kingdom - May 14 2020 This Q&A covers the essential legal and practical considerations surrounding risk & compliance management in United Kingdom.

Malcolm Walton, Matt McCahearty.

In brief: liability for risk and compliance management in United Kingdom

United Kingdom - April 14 2020 A quick look at civil, administrative and criminal liability for risk and compliance management obligations in United Kingdom.

Malcolm Walton, Matt McCahearty.