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Financial Services & Markets Dispute Resolution Quarterly Update: January 2018 Edition

USA, United Kingdom - January 8 2018 Welcome to our quarterly update, in which we look at some of the recent highlights and developments in financial services and markets disputes...

Matthew Mccahearty, Barry Donnelly.


Extension of the senior managers and certification regime

United Kingdom - January 2 2018 The Financial Conduct Authority (FCA) has published its final consultation on extending the senior managers and certification regime (SM&CR) to all...

Michelle Kirschner, Paul Ellison, Yvonne Clapham.


Financial Services and Markets Dispute Resolution Quarterly Update - June 2017

United Kingdom, European Union - July 3 2017 Welcome to our Quarterly Update, in which we look at some of the recent highlights and developments in Financial Services and Markets disputes...

Matthew Mccahearty, Barry Donnelly.


Supreme Court rules in favour of FCA on third party rights

United Kingdom - April 20 2017 Individuals (including Senior Managers) concerned about their identification in regulatory enforcement action against their employer should be aware...