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Are you SMCR ready? Your 10-point HR guide on the new Senior Managers and Certification Regime

United Kingdom - August 9 2019 The Senior Managers and Certification Regime (SMCR) comes into force on 9 December 2019 for all Financial Conduct Authority (FCA)-regulated asset…

Sarah Leslie, Neil Maclean, Gillian Moore

OneSavings Bank PLC V Burns: FAQs

United Kingdom - April 25 2017 The standard security (i.e. Scottish mortgage) in the Burns case had originally been granted by the borrower in favour of GMAC. GMAC had previously…

Peter Alderdice, Fiona Buchanan, Neil Campbell, Neil Cowan, Andrew Kinnes, Roderick MacLeod

Abolition of the Employee Shareholder Status

United Kingdom - November 24 2016 In the Autumn Statement, Chancellor of the Exchequer Philip Hammond announced that the tax advantages attached to Employee Shareholder Shares (ESS)…

Gavin Charlton

FCA publishes Q&As on passporting under AIFMD

United Kingdom - November 13 2013 The Financial Conduct Authority (FCA) has recently published on its webpages, four sets of questions and answers on the passporting process under the…

Update, AIFMD

United Kingdom - September 13 2013 The Financial Conduct Authority (FCA) has published a consultation paper on its guidance to the Alternative Investment Fund Managers Directive…