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AIM Disciplinary Notice: Breach of Rule 31

United Kingdom - December 16 2016 The London Stock Exchange has published AIM Disciplinary Notice 15. The AIM company involved has been privately censured and fined £75,000 for a...


“A change has got to come!”

United Kingdom - October 10 2016 A number of themes trailed in Theresa May’s first speech after securing the Conservative nomination, were repeated at last week’s Conservative Party...


Corporate Governance Inquiry: Are Employee Representatives Coming to the Boardroom?

United Kingdom - September 19 2016 The Business, Innovation and Skills House of Commons Select Committee has launched an inquiry on corporate governance, focusing on directors’ duties...


LSE Admission and Disclosure Standards

United Kingdom - March 16 2016 The London Stock Exchange has published Notice N0216, which sets out the revised Admission and Disclosure Standards and High Growth Segment Rulebook...


FCA consults on changes to the enforcement guide

United Kingdom - December 10 2015 The Financial Conduct Authority has published its eleventh quarterly consultation paper (CP1542). One of the proposals is to change the FCA's...