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Proposed Changes to AIM Rules

United Kingdom - April 15 2016 The London Stock Exchange has issued AIM Notice 44 in which it is consulting on proposed changes to the AIM Rules for Companies in advance of the…

FCA Paper on Reform of the IPO Process

United Kingdom - April 15 2016 The Financial Conduct Authority has published a discussion paper on the availability of information during the UK equity IPO process. The FCA focuses…

Be PSC Register Ready!

United Kingdom - February 15 2016 Rom 6 April 2016, most companies and LLPs will be required to keep a “PSC Register” listing “People with Significant Control”, that is individuals or…

Need to (re)notify FCA of home Member State

United Kingdom - November 25 2015 From 26 November 2015, all issuers must disclose their home Member State to: the competent authority of the Member State where it has its registered…

Market abuse rules are a double hit to aim

United Kingdom - October 29 2015 Come next year, AIM companies could be facing a double jeopardy in respect of market disclosures. On 3 July 2016 the Market Abuse Regulation (MAR)…