European Union, Ireland, USA - January 29 2021
In 2020, the United States Department of Justice (the DOJ) and the Securities and Exchange Commission (the SEC) set new benchmarks for corporate…
Rebecca A. Worthington, Trevor Garmey, Marisa T. Darden, Margaret E. Daum, Chase S. Goldstein, Colin R. Jennings, Ericka Johnson, S. Babu Kaza, Kevin P. McCart, Patrick Morris, Claiborne (Clay) W. Porter, Rebekah J. Poston, Elizabeth Weil Shaw
USA - September 24 2020
This week, in a 3-2 vote, the U.S. Securities and Exchange Commission (“SEC” or the “Commission”) approved significant changes to the rules governing…
Elizabeth Weil Shaw
USA - September 20 2020
On May 19, 2020, in response to the COVID-19 pandemic, President Trump signed Executive Order 13924, to provide regulatory relief for entities…
Claiborne (Clay) W. Porter, Elizabeth Weil Shaw
USA - April 25 2019
The Ninth Circuit held that the anti-retaliation provisions of the Sarbanes-Oxley Act do not protect whistleblowers who make internal complaints…
Christina Knox
USA - April 5 2019
On April 3, 2019, the SEC's Strategic Hub for Innovation and Financial Technology ("FinHub") issued a long-awaited framework for analyzing whether a…
Michael Fluhr, Matthew F. Miller, Fred A. Summer